Med-Arb

The SMC-SIAC Med-Arb Procedure

  1. This procedure shall govern all disputes submitted to the Singapore Mediation Centre ("SMC") and the Singapore International Arbitration Centre ("SIAC") for resolution by med-arb (or mediation-arbitration).
     
  2. In this procedure, med-arb refers to a dispute resolution process in which the parties will first attempt to resolve their dispute by mediation, and the parties will proceed to arbitration on the merits of the dispute only when the mediation does not result in a settlement.
     
  3. Any party may initiate the med-arb process by delivering to the SMC and the other party or parties a Request for Mediation (in accordance with the SMC Mediation Procedure) and a Notice of Arbitration (in accordance with the applicable SIAC Arbitration Rules). The Request for Mediation and the Notice of Arbitration may be incorporated in the same document or contained in separate documents.
     
  4. Upon the initiation of the med-arb process, the dispute shall first be submitted to the SMC for resolution by mediation in accordance with the SMC Mediation Procedure. The parties shall participate in the mediation in good faith and undertake to abide by the terms of any settlement reached.
     
  5. Arbitration at the SIAC shall be deemed to have commenced on the date the Request for Mediation and the Notice of Arbitration are received by the SMC. However, all subsequent steps in the arbitration shall be stayed pending the outcome of mediation at the SMC.
     
  6. (1) The SMC will appoint a mediator in accordance with the SMC Mediation Procedure.

    (2) A mediator appointed by the SMC shall concurrently be appointed by the parties as an arbitrator solely for the purpose of recording any settlement reached as a result of the mediation in the form of an arbitral award on agreed terms or a consent award in accordance with the applicable SIAC Arbitration Rules. In the event that the mediation is terminated without a settlement acceptable to the parties being reached, the mandate of a mediator to act as an arbitrator shall be terminated forthwith, and the said mediator shall forthwith cease to hold office as an arbitrator.

    (3) An arbitrator appointed pursuant to paragraph
    6(2) of this procedure shall record a settlement in the form of an arbitral award on agreed terms or a consent award only if this is requested by the parties and not objected to by the arbitrator.
     
  7. Any of the parties may withdraw from the mediation at any time by giving notice of withdrawal in writing to the mediator and the other parties.
     
  8. A mediation will terminate when:

    (1) a party withdraws from the mediation;

    (2) the mediation fails to produce a settlement acceptable to the parties within [4 weeks]* of the date of the first mediation session, or such other period as the parties may agree to;

    (3) the mediator decides that continued mediation is unlikely to result in settlement;

    (4) the mediator decides that he should withdraw from the mediation for any of the reasons stated in the SMC mediators' Code of Conduct; or

    (5) a written settlement agreement is concluded.
     
  9. (1) In the event that a mediation is terminated for any of the reasons set out in paragraphs 8(1), 8(2) or 8(3) of this procedure, the arbitration proceeding shall resume, and the dispute shall be resolved by arbitration at the SIAC in accordance with the applicable SIAC Arbitration Rules.

    (2) In the event that a mediation is terminated for the reason stated in paragraph 8(4) of this procedure, if all parties agree, the parties may elect to reconvene the mediation before another mediator appointed by the SMC. In the absence of such election, the arbitration proceedings shall resume, and the dispute shall be resolved by arbitration at the SIAC in accordance with the applicable SIAC Arbitration Rules.

    (3) In the event that a mediation is terminated for any of the reasons set out in paragraphs 8(1), 8(2),
    8(3) or 8(4) of this procedure, the SMC shall, as soon as practicable, serve a notice confirming the termination of the mediation on the SIAC and on all parties.
     
  10. A sole arbitrator shall be appointed unless the parties have agreed otherwise. The parties shall appoint an arbitrator or arbitrators within [14 days]* of the date of the notice by the SMC confirming the termination of the mediation. A person appointed by the SMC to act as a mediator may, if all parties agree and if he consents, be appointed as an arbitrator or one of the arbitrators in the dispute if he is of the opinion that the conduct of any party or any confidential or privileged information that a party had earlier disclosed to him during the mediation will not affect his decision as an arbitrator in the matter.
     
  11. In the event that the parties fail to agree to the appointment of an arbitrator or arbitrators within the period prescribed in paragraph 10 of this procedure, the Chairman of SIAC shall appoint the arbitrator or arbitrators as soon as practicable. The Chairman of the SIAC shall not appoint as arbitrator any person who has served as a mediator in the dispute.

    (1) The terms of the SMC Mediation Procedure for the time being in force and the terms of the applicable SIAC Arbitration Rules for the time being in force shall be deemed to be incorporated by reference in this procedure.

    (2) In the event that any provision in this procedure is not consistent with any provision in the SMC Mediation Procedure or the applicable SIAC Arbitration Rules, the provision in this procedure shall prevail.


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    *The period stipulated may be substituted to meet the needs of the parties.
 
 - Procedure
 - Panel of Evaluators
 - Procedure & Agreement Documents
 - The SMC-SIAC Med-Arb Service
 - The SMC-SIAC Med-Arb Clause
 - The SMC-SIAC Med-Arb Procedure